Privacy Policy
WHAT DOES PEAK ASSET MANAGEMENT, LLC DO WITH YOUR PERSONAL INFORMATION?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security number and income
- Assets and transaction history
- Investment experience and risk tolerance
When you are no longer our client, we continue to share your information as described in this notice.
How
All financial companies need to share clients’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons Peak Asset Management, LLC chooses to share and whether you can limit this sharing.
| Reasons we can share your personal information | Does Peak Asset Management, LLC? | Can you limit this sharing? |
|---|---|---|
| For our everyday business purposes– such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus | Yes | No |
| For our marketing purposes– to offer our products and services to you | Yes | Yes |
| For joint marketing with other financial companies | No | We do not share |
| For our affiliates’ everyday business purposes– information about your transactions and experiences | No | We do not share |
| For our affiliates’ everyday business purposes– information about your creditworthiness | No | We do not share |
| For our affiliates to market to you | No | We do not share |
| For nonaffiliates to market to you | No | We do not share |
To limit our sharing
Please note:
If you are a new client, we can begin sharing your information 30 days from the date we sent this notice.When you are no longer our client, we continue to share your information as described in this notice.
However, you can contact us at any time to limit our sharing
Questions?
Call: 303-926-0100
| Who We Are | |
| Who is providing this notice? | Peak Asset Management, LLC |
| What We Do | |
| How does Peak Asset Management, LLC protect my personal information? | To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. |
| How does Peak Asset Management, LLC collect my personal information? | We collect your personal information, for example, when you open an account or give us contact information enter into an investment adviser contract or give us your income information tell us about your investment or retirement portfolio We also collect your personal information from other companies. |
| Why can’t I limit all sharing? | Federal law gives you the right to limit only sharing for affiliates’ everyday business purposes—information about your creditworthiness affiliates from using your information to market to you sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing |
| Definitions | |
| Affiliates | Companies related by common ownership or control. They can be financial and nonfinancial companies. NONE |
| Nonaffiliates | Companies not related by common ownership or control. They can be financial and nonfinancial companies. NONE |
| Joint marketing | A formal agreement between nonaffiliated financial companies that together market financial products or services to you. NONE |
| Other important information | |
