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Fiduciary Duty

It is our fiduciary duty to operate entirely on our clients' behalf providing individual, objective advice.

Along with our personal values and business approach in putting our clients’ best interests first, Peak, as a SEC Registered Investment Advisor under the Investment Advisers Act of 1940, has a fiduciary duty to act in the best interest of our clients.

Frankly, we do not understand why our regulatory and legal system does not hold other financial professionals, such as Registered Representatives (stock brokers) and Insurance Agents, to the same high standards. There is no doubt in our mind that putting our clients’ best interests first is the right thing to do for our clients and for our business. We would not have it any other way.

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